Broker Check

Disclosure

Securities offered through Calton & Associates, Inc. (hereinafter referred to as “Calton”) member FINRA & SIPC. Advisory services offered through Calton and RMR Wealth Builders, Inc. (hereinafter referred to as “RMR”),  registered investment advisers. Calton and RMR are separate entities.

Click here to read RMR Privacy Policy

Click here to read RMR Code of Ethics 

Click here to read RMR ADV Part 2A

Click here to read RMR Appendix 1 - Wrap Brochure

Click here to read RMR Business Continuity & Disaster Recovery Plan

Registered representatives of Calton and investment adviser representatives (hereinafter referred to as “IARs”) of both Calton and RMR may only conduct business with residents of states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Neither the information, nor any opinion contained in this site constitutes a solicitation or offer by Calton, RMR or their affiliates to buy or sell any securities, futures, options or other financial instruments or provide any investment advice or service.

Disclaimer of Warranty and Limitation of Liability: The information on this site is provided “AS IS.” Calton and RMR do not warrant the accuracy of the materials provided herein, either expressed or implied, for any particular purpose and expressly disclaims any warranties of merchantability or fitness for a particular purpose. Calton and RMR will not be responsible for any loss or damage that could result from interception by third parties of any information made available to you via this site. Although the information provided to you on this site is obtained or compiled from sources we believe to be reliable, Calton and RMR cannot and do not guarantee the accuracy, validity, timeliness or completeness of any information or data made available to you for any particular purpose. Calton, RMR, nor any of their affiliates, directors, officers or employees, nor any third party vendor will be liable or have any responsibility of any kind for any loss or damage that you incur in the event of any failure or interruption of this site, or resulting from the act or omission of any other party involved in making this site or the data contained therein available to you, or from any other cause relating to your access to, inability to access, or use of the site or these materials, whether or not the circumstances giving rise to such cause may have been within the control of Calton, RMR or of any vendor providing software or services support. In no event will Calton, RMR, their affiliates or any such parties be liable to you for any direct, special, indirect, consequential, incidental damages or any other damages of any kind even if Calton, RMR or any other party have been advised of the possibility thereof. Registered representatives of Calton may also be designated to provide advisory services as IARs of Calton and/or RMR. IARs may receive fees for advisory services which are separate from commissions received in connection with the purchase or sale of securities. Information about Calton and RMR advisory services can be obtained by asking a Calton representative or an RMR IAR for a copy of the disclosure brochure or form ADV Part II.

Investing in securities involves risks, and there is always the potential of losing money when you invest in securities. You should review any planned financial transactions that may have tax or legal implications with your personal tax or legal advisor. Calton and RMR do not provide legal or tax advice.

Not all registered representatives of a broker/dealer are properly licensed to provide financial advice and/or insurance products. Your registered representative will advise you if he/she is not licensed to provide you with a particular service. You are encouraged to review the FINRA BrokerCheck website linked below for information regarding a registered representative's status as a brokerage representative. An IAR's background may be reviewed at adviserinfo.sec.gov and insurance regulation is executed by a departmental agency of each U.S. state.

http://www.finra.org/Investors/ToolsCalculators/BrokerCheck

Should the viewer leave this site via a link contained herein, and view content that is not provided by Calton or RMR, the viewer does so at its own risk. The content to which you link will not have been developed, checked for accuracy, or otherwise reviewed by Calton or RMR. Calton and RMR are not responsible for damages or losses caused by any delays, defects or omissions that may exist in the services, information or other content provided in such site, whether actual, alleged, consequential or punitive. Calton and RMR make no guarantees or representations as to, and shall have no liability for, any electronic content delivered by any third party, including, without limitation, the accuracy, subject matter, quality or timeliness of any electronic content. Additional information is available at:

Calton & Associates, Inc. 
2701 N. Rocky Point Drive, Suite 1000
Tampa, Florida 33607

For RMR’s contact information please visit contact us.